We as a team agree to comply with all applicable laws and regulations. To do so, we must be knowledgeable and remain current on this body of rules and legal requirements. We also commit to serving our clients and prospects with the highest degree of professionalism and ethics.
We as a team recognize the need to be thorough and focused in carrying out our professional responsibilities. These qualities require diligence, planning, oversight and follow-through in working with our clients.
Clients and prospects have a right to expect that their information is kept confidential. We as a team will not disclose to third parties any client or prospect data or information that is entrusted to us, unless approved in advance by the client or prospect, or as required by a legal authority.
We as a team understand the continually evolving nature of our industry. We are committed to ongoing education in our field so that we may apply this knowledge to our work. Further, we will apply sound judgment in determining where the limits of our knowledge and experience lie, seeking out expertise when appropriate.
We as a team understand that serving the client with honesty and skill is our primary goal. To that end, we agree to always place the best interest of the client or prospect ahead of our own, deferring the promise of personal gain.
We believe in the importance of full disclosure when it comes to any compensation we receive in connection with the services we provide.
Furtherance of Industry
In recognition of the importance of helping our clients and participants pursue their goals, we as a team commit to maintaining a positive, productive work environment that is fully dedicated to building our profession. By doing so, we seek to ensure a better future for our clients, and for ourselves.